REMOTEHYBRID-AUDIT MANAGER - GLOBAL MARKETS - ELECTRONIC TRADING- NYC
Company: PostJobMatches By WorkStaff USA Staffing Agency LL
Location: New York
Posted on: October 30, 2024
Job Description:
PostJobMatches By WorkStaff USA is a leading staffing agency in
the job placement industry providing topnotch professionals to
facilities across the country. Our team of experienced recruiters
work together to match the best candidates with the right job
and/or business opportunities. Today we are hiring a
Remote/HybridAudit Manager Global Markets Electronic Trading for
our client in NYC. What are the 34 nonnegotiable requirements of
this position Minimum 67 years of Audit Risk Business Control
Compliance Finance or other relevant experience Must have
Electronic Trading including Direct Market Access Algorithm trading
& Strategies and Sponsored Access Ability to plan execute and
evaluate audit test plans within a riskbased audit methodology.
What are the nicetohave skills Bachelors degree or relevant
experience Describe how this position fits in our organization.
Within Market Conduct Risk and Electronic Trading This job is
responsible for overseeing assigned areas of audit work acting as
an AuditorinCharge (AIC) and executing on the audit strategy for
Lines of Business (LOBs). Key responsibilities include driving
riskbased auditing by defining scope and test procedures to
evaluate the control environment in conformance with audit policies
assessing issues for business impact and recommending severity
ratings drafting audit reports and managing business partner
relationships. Job expectations include fostering an inclusive work
environment and mentoring team members. Responsibilities:
- Executes audit strategy for the sound application of riskbased
auditing by defining audit scope and audit programs and drafting
audit reports leveraging automation and innovative methods in a
timely and highquality manner
- Acts as AuditorinCharge (AIC) by overseeing audit testing and
ensuring it is executed in a timely manner and conforms with
quality standards audit policies and procedures
- Assesses impacts to business processes controls and strategies
to provide recommendations on severity ratings and escalate broad
themes or trends accordingly based on existing business
knowledge
- Exercises intellectual curiosity and judgment to effectively
influence and challenge management to improve the control
environment and drive continuous improvements on audit
- Oversees a team of associates and provides daytoday mentoring
and guidance and fosters an inclusive work environment
- Maintains business partner relationships primarily with line
management to develop business knowledge
- Exercises sound knowledge of product business and technical
expertise to effectively challenge management to improve the
control environment
- Utilize your sound analytical skills and Global Markets
Electronic Trading expertise to execute assigned audit testing
responsibilities.
- Lead the team to provide quality audit reports and you will
share audit results with business leaders.
- Exercise critical thinking and judgment to effectively
influence in order to improve the control environment.
- Responsible for leading and executing multiple areas of test
work during audit activities
- Independently executes audit test work on assigned audits and
demonstrates sound project management skills.
- Raises issues and concerns and makes recommendations for
severity ratings.
- Assesses issues for impact to business processes controls and
strategies recommends severity ratings and escalation of broad
themes or trends. Works with team and provides input to draft
quality audit reports and supports sharing audit results with
business leaders.
- Begins to establish business partner relationships; primary
engagement is with line management.
- Exercises critical thinking and judgment to effectively
influence management to improve the control environment. Required
Qualifications:
- Minimum 67 years of Audit Risk Business Control Compliance
Finance or other relevant experience
- Must have a good understanding of Electronic Trading including
Direct Market Access Algorithm trading & Strategies and Sponsored
Access
- Ability to plan execute and evaluate audit test plans within a
riskbased audit methodology.
- Sound organizational analytical oral and written communication
skills.
- Ability to successfully communicate to influence management and
lead change in both strategic and tactical initiatives.
- Selfstarter desire to learn able to teach others positive
attitude exhibits flexibility and intellectual curiosity.
- Strong analytical skills. Ability to analyze large amounts of
data and turn it into usable information.
- Ability to work in a very detailed manner as well as to look
broadly across a population and develop connections and themes
identifying risk and concerns.
- Ability to juggle multiple work efforts and to quickly change
direction as needed.
- Proficiency in Microsoft Office Products
- Ability to converse with management on all levels.
- Excellent written and oral communication skills ability to
converse with management on all levels.
- Has knowledge of financial instruments and financial risk
management principles including exposure to Global Markets products
Desired Qualifications:
- Bachelors degree or relevant experience Skills:
- Analytical Thinking
- Audit Planning
- Internal Audit Review
- Issue Management
- Risk Management
- Business Acumen
- Coaching
- Project Management
- Relationship Building
- Written Communications
- Attention to Detail
- Automation
- Critical ThinkingRemote Work : No
Keywords: PostJobMatches By WorkStaff USA Staffing Agency LL, Bloomfield , REMOTEHYBRID-AUDIT MANAGER - GLOBAL MARKETS - ELECTRONIC TRADING- NYC, Executive , New York, New Jersey
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